CMVM Registered Platform

MiFID II Tied AgentCompliance Platform

Complete regulatory compliance solution for Principal Firms and Tied Agents operating under MiFID II in Portugal and across the European Union.

Client Onboarding

KYC verification, AML screening, and client classification workflows

Suitability Assessment

MiFID II compliant questionnaires and risk profiling

Investment Advisory

Product recommendations with automatic suitability checks

Compliance Monitoring

Real-time oversight, alerts, and regulatory reporting

Dual Portal Architecture

Principal Firm Portal

  • Client approval workflows
  • Tied agent monitoring
  • Product governance
  • Compliance reporting

Tied Agent Portal

  • Client onboarding
  • Suitability assessments
  • Investment recommendations
  • Order transmission